-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SDHPySonacAVH7zLQyFON146NPcim+yJGC1bbqVZS8FMGCF8xK+ZQh+AR+LXj6ZI vaCvlDagxAhJyCHlQNoGvw== 0000912057-97-005158.txt : 19970222 0000912057-97-005158.hdr.sgml : 19970222 ACCESSION NUMBER: 0000912057-97-005158 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ECLIPSE SURGICAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000863680 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 770223740 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48997 FILM NUMBER: 97532256 BUSINESS ADDRESS: STREET 1: 1049 KIEL CT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087470120 MAIL ADDRESS: STREET 1: 1049 KIEL COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHUTORIAN MURPHY DOUGLAS M D CENTRAL INDEX KEY: 0001033346 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ECLIPSE SURGICAL TECHNOLOGIES INC CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087470120 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ------ Eclipse Surgical Technologies, Inc. ------------------------------------- (Name of Issuer) Common Stock ---------------------------------- (Title of Class of Securities) 278848 10 4 ---------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages CUSIP No. 278848 10 4 13G Page 2 of 6 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons Douglas Murphy-Chutorian, M.D. ###-##-#### Leslie Murphy-Chutorian ###-##-#### - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Douglas Murphy-Chutorian, M.D. = United States Leslie Murphy-Chutorian = Canada - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Beneficially Power Douglas Murphy-Chutorian, M.D. = 1,343,973 Leslie Murphy-Chutorian = 3,719,454 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Person With Power 0 -------------------------------------------------- (7) Sole Dispositive Power Douglas Murphy-Chutorian, M.D. = 1,343,973 Leslie Murphy-Chutorian = 3,719,454 -------------------------------------------------- (8) Shared Dispositive Power 0 - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person Douglas Murphy-Chutorian, M.D. = 1,343,973 Leslie Murphy-Chutorian = 3,719,454 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) Douglas Murphy-Chutorian, M.D. = 8.31% Leslie Murphy-Chutorian = 22.99% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* Douglas Murphy-Chutorian, M.D. = IN Leslie Murphy-Chutorian = IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! **SEE ITEM 4(c) CUSIP No. 278848 10 4 Page 3 of 6 Pages APPENDIX TO SCHEDULE 13G Dr. Douglas and Leslie Murphy-Chutorian ITEM 1(A). NAME OF ISSUER Eclipse Surgical Technologies, Inc. - ------------------------------------------------------------------------------- ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 1049 Kiel Court, Sunnyvale, CA 94089 - ------------------------------------------------------------------------------- ITEM 2(A). NAME OF PERSON(S) FILING Dr. Douglas and Leslie Murphy-Chutorian - ------------------------------------------------------------------------------- ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 1049 Kiel Court, Sunnyvale, CA 94089 - ------------------------------------------------------------------------------- ITEM 2(C). CITIZENSHIP Douglas Murphy-Chutorian, M.D. = United States Leslie Murphy-Chutorian = Canada - ------------------------------------------------------------------------------- ITEM 2(D). TITLE OF CLASS OF SECURITIES Common Stock - ------------------------------------------------------------------------------- ITEM 2(E). CUSIP NUMBER 278848 10 4 - ------------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) / / Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(H) CUSIP No. 278848 10 4 Page 4 of 6 Pages ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: Douglas Murphy-Chutorian, M.D. = 1,343,973 Leslie Murphy-Chutorian = 3,719,454 --------------------------------------------------------------------------- (b) Percent of Class: Douglas Murphy-Chutorian, M.D. = 8.31% Leslie Murphy-Chutorian = 22.99% --------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote Douglas Murphy-Chutorian, M.D. = 1,343,973 Leslie Murphy-Chutorian = 2,479,632 Leslie Murphy-Chutorian = 1,239,822 held as custodian for Murphy-Chutorian children ----------------------------------------------------------------- (ii) shared power to vote or to direct the vote 0 ----------------------------------------------------------------- (iii) sole power to dispose or to direct the disposition of Douglas Murphy-Chutorian, M.D. = 1,343,973 Leslie Murphy-Chutorian = 2,479,632 (Includes 125,730 shares which are subject to an option granted to Abraham Chutorian, which option restricts Leslie Murphy-Chutorian's power to dispose.) Leslie Murphy-Chutorian = 1,239,822 held as custodian for Murphy-Chutorian children ----------------------------------------------------------------- (iv) shared power to dispose or to direct the disposition of 0 ----------------------------------------------------------------- Douglas Murphy-Chutorian, M.D. owns 1,343,973 shares registered in his name, held as community property. Leslie Murphy-Chutorian owns 2,479,632 shares registered in her name, held as community property. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. / / N.A. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N.A. - ------------------------------------------------------------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N.A. - ------------------------------------------------------------------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP See Exhibit A. - ------------------------------------------------------------------------------- CUSIP No. 278848 10 4 Page 5 of 6 Pages ITEM 9. NOTICE OF DISSOLUTION OF GROUP N.A. - ------------------------------------------------------------------------------- ITEM 10. CERTIFICATION N.A. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1997 ---------------------------------------- Date /s/ Douglas Murphy-Chutorian, M.D. ---------------------------------------- Signature Douglas Murphy-Chutorian, M.D., as individual ---------------------------------------- Name/Title February 11, 1997 ---------------------------------------- Date /s/ Leslie Murphy-Chutorian ---------------------------------------- Signature Leslie Murphy-Chutorian, as individual ---------------------------------------- Name/Title CUSIP No. 278848 10 4 Page 6 of 6 Pages We agree to file this Schedule 13G together as one filer. February 11, 1997 ---------------------------------------- Date /s/ Douglas Murphy-Chutorian, M.D. ---------------------------------------- Signature Douglas Murphy-Chutorian, M.D., as individual ---------------------------------------- Name/Title February 11, 1997 ---------------------------------------- Date /s/ Leslie Murphy-Chutorian ---------------------------------------- Signature Leslie Murphy-Chutorian, as individual ---------------------------------------- Name/Title Exhibit A Members of Group: Douglas Murphy-Chutorian, M.D., and Leslie Murphy-Chutorian -----END PRIVACY-ENHANCED MESSAGE-----